This paper describes the architecture of our system developed for Task 3 of SemEval-2024: Multimodal Emotion-Cause Analysis in Conversations. Our project targets the challenges of subtask 2, dedicated to Multimodal Emotion-Cause Pair Extraction with Emotion Category (MECPE-Cat), and constructs a dual-component system tailored to the unique challenges of this task. We divide the task into two subtasks: emotion recognition in conversation (ERC) and emotion-cause pair extraction (ECPE). To address these subtasks, we capitalize on the abilities of Large Language Models (LLMs), which have consistently demonstrated state-of-the-art performance across various natural language processing tasks and domains. Most importantly, we design an approach of emotion-cause-aware instruction-tuning for LLMs, to enhance the perception of the emotions with their corresponding causal rationales. Our method enables us to adeptly navigate the complexities of MECPE-Cat, achieving a weighted average 34.71% F1 score of the task, and securing the 2nd rank on the leaderboard. The code and metadata to reproduce our experiments are all made publicly available.

This paper presents our winning submission to Subtask 2 of SemEval 2024 Task 3 on multimodal emotion cause analysis in conversations. We propose a novel Multimodal Emotion Recognition and Multimodal Emotion Cause Extraction (MER-MCE) framework that integrates text, audio, and visual modalities using specialized emotion encoders. Our approach sets itself apart from top-performing teams by leveraging modality-specific features for enhanced emotion understanding and causality inference. Experimental evaluation demonstrates the advantages of our multimodal approach, with our submission achieving a competitive weighted F1 score of 0.3435, ranking third with a margin of only 0.0339 behind the 1st team and 0.0025 behind the 2nd team. Project: https://github.com/MIPS-COLT/MER-MCE.git

The purpose of emotion-cause pair extraction is to extract the pair of emotion clauses and cause clauses. On the one hand, the existing methods do not take fully into account the relationship between the emotion extraction of two auxiliary tasks. On the other hand, the existing two-stage model has the problem of error propagation. In addition, existing models do not adequately address the emotion and cause-induced locational imbalance of samples. To solve these problems, an end-to-end multitasking model (MM-ECPE) based on shared interaction between GRU, knowledge graph and transformer modules is proposed. Furthermore, based on MM-ECPE, in order to use the encoder layer to better solve the problem of imbalanced distribution of clause distances between clauses and emotion clauses, we propose a novel encoding based on BERT, sentiment lexicon, and position-aware interaction module layer of emotion motif pair retrieval model (MM-ECPE(BERT)). The model first fully models the interaction between different tasks through the multi-level sharing module, and mines the shared information between emotion-cause pair extraction and the emotion extraction and cause extraction. Second, to solve the imbalanced distribution of emotion clauses and cause clauses problem, suitable labels are screened out according to the knowledge graph path length and task-specific features are constructed so that the model can focus on extracting pairs with corresponding emotion-cause relationships. Experimental results on the ECPE benchmark dataset show that the proposed model achieves good performance, especially on position-imbalanced samples.

Emotion expression is one of the essential traits of conversations. It may be self-related or caused by another speaker. The variety of reasons may serve as a source of the further emotion causes: conversation history, speaker's emotional state, etc. Inspired by the most recent advances in Chain-of-Thought, in this work, we exploit the existing three-hop reasoning approach (THOR) to perform large language model instruction-tuning for answering: emotion states (THOR-state), and emotion caused by one speaker to the other (THOR-cause). We equip THOR-cause with the reasoning revision (rr) for devising a reasoning path in fine-tuning. In particular, we rely on the annotated speaker emotion states to revise reasoning path. Our final submission, based on Flan-T5-base (250M) and the rule-based span correction technique, preliminary tuned with THOR-state and fine-tuned with THOR-cause-rr on competition training data, results in 3rd and 4th places (F1-proportional) and 5th place (F1-strict) among 15 participating teams. Our THOR implementation fork is publicly available: https://github.com/nicolay-r/THOR-ECAC

Emotion-Cause Pair Extraction (ECPE) aims to extract all emotion clauses and their corresponding cause clauses from a document. Existing approaches tackle this task through multi-task learning (MTL) framework in which the two subtasks provide indicative clues for ECPE. However, the previous MTL framework considers only one round of multi-task reasoning and ignores the reverse feedbacks from ECPE to the subtasks. Besides, its multi-task reasoning only relies on semantics-level interactions, which cannot capture the explicit dependencies, and both the encoder sharing and multi-task hidden states concatenations can hardly capture the causalities. To solve these issues, we first put forward a new MTL framework based on Co-evolving Reasoning. It (1) models the bidirectional feedbacks between ECPE and its subtasks; (2) allows the three tasks to evolve together and prompt each other recurrently; (3) integrates prediction-level interactions to capture explicit dependencies. Then we propose a novel multi-task relational graph (MRG) to sufficiently exploit the causal relations. Finally, we propose a Co-evolving Graph Reasoning Network (CGR-Net) that implements our MTL framework and conducts Co-evolving Reasoning on MRG. Experimental results show that our model achieves new state-of-the-art performance, and further analysis confirms the advantages of our method.

Emotion-cause pair extraction (ECPE) task aims to extract all the pairs of emotions and their causes from an unannotated emotion text. The previous works usually extract the emotion-cause pairs from two perspectives of emotion and cause. However, emotion extraction is more crucial to the ECPE task than cause extraction. Motivated by this analysis, we propose an end-to-end emotion-cause extraction approach oriented toward emotion prediction (EPO-ECPE), aiming to fully exploit the potential of emotion prediction to enhance emotion-cause pair extraction. Considering the strong dependence between emotion prediction and emotion-cause pair extraction, we propose a synchronization mechanism to share their improvement in the training process. That is, the improvement of emotion prediction can facilitate the emotion-cause pair extraction, and then the results of emotion-cause pair extraction can also be used to improve the accuracy of emotion prediction simultaneously. For the emotion-cause pair extraction, we divide it into genuine pair supervision and fake pair supervision, where the genuine pair supervision learns from the pairs with more possibility to be emotion-cause pairs. In contrast, fake pair supervision learns from other pairs. In this way, the emotion-cause pairs can be extracted directly from the genuine pair, thereby reducing the difficulty of extraction. Experimental results show that our approach outperforms the 13 compared systems and achieves new state-of-the-art performance.